Edward commenced his career with MBF Finance Berhad as an Internal Auditor in 1995. He later joined Jupiter Securities Sdn Bhd as remisier, Fraser & Neave Holdings Berhad as Internal Auditor, EON Bank Berhad as Senior Audit Officer and American Home Assurance as Senior Finance Executive. During his tenure as auditor, he was responsible for leading audit engagements and project managements which consist of developing audit plans, schedules and technical approaches to be taken during audit assignments.

In September 2006, Edward joined the Securities Commission Malaysia (SC). During his services in SC, he was in the Authorisation & Licensing Department, Market Surveillance Department and Investigation Department. He was responsible to conduct surveillance activities on the capital market, taking enforcement activities on capital market offence such as market manipulation and insider trading, compliance monitoring for licensed entities.

Subsequently, Edward joined Standard Chartered in year 2018 as an Audit Manager for the Group Internal Audit. He was involved in performing risk assessments on banking operations and functions and led a team of six analysts for Trade Surveillance.

Edward joined the ACE Group with over 25 years of work experience and is currently the Compliance Officer for ACE Investment Bank Limited (AIB). His responsibilities include amongst others, formulating and communicating risk policies and processes across AIB. He also develops critical metrics to help track regulatory compliance and reporting as well as perform compliance audits.

Edward Lim graduated with a Bachelor of Science in Economics (Hons) from HELP Institute - University of London in 1995.

 

COMPLIANCE OFFICER

LIM HUEY HEAN, EDWARD

COMPLIANCE OFFICER

Edward commenced his career with MBF Finance Berhad as an Internal Auditor in 1995. He later joined Jupiter Securities Sdn Bhd as remisier, Fraser & Neave Holdings Berhad as Internal Auditor, EON Bank Berhad as Senior Audit Officer and American Home Assurance as Senior Finance Executive. During his tenure as auditor, he was responsible for leading audit engagements and project managements which consist of developing audit plans, schedules and technical approaches to be taken during audit assignments.

In September 2006, Edward joined the Securities Commission Malaysia (SC). During his services in SC, he was in the Authorisation & Licensing Department, Market Surveillance Department and Investigation Department. He was responsible to conduct surveillance activities on the capital market, taking enforcement activities on capital market offence such as market manipulation and insider trading, compliance monitoring for licensed entities.

Subsequently, Edward joined Standard Chartered in year 2018 as an Audit Manager for the Group Internal Audit. He was involved in performing risk assessments on banking operations and functions and led a team of six analysts for Trade Surveillance.

Edward joined the ACE Group with over 25 years of work experience and is currently the Compliance Officer for ACE Investment Bank Limited (AIB). His responsibilities include amongst others, formulating and communicating risk policies and processes across AIB. He also develops critical metrics to help track regulatory compliance and reporting as well as perform compliance audits.

Edward Lim graduated with a Bachelor of Science in Economics (Hons) from HELP Institute - University of London in 1995.